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Nasdaq cited "public interest concerns" surrounding the cooked books for its move, as well as past failure to disclose key information.
The bank's sold clients a "wrap fee" that was meant to cover all services, but managers allegedly misled some clients and charged additional costs.
The SEC is reportedly investigating Luckin Coffee after discovery that employees fabricated $310 million in sales
The SEC may face hurdles from Chinese regulators, as the country recently implemented new laws that limit compliance with overseas market authorities.
"You need to be able to be on the short side of the market in order to facilitate ordinary market trading," said Jay Clayton, chairman of the SEC.
The SEC stopped trading on an over-the-counter stock because people were confusing it with Zoom Video, which has soared amid the coronavirus lockdown
A similar switch-up happened when Zoom Video went public in 2019. Zoom Technologies rallied nearly 100% despite having no new information for traders.
Tesla did not specify the kinds of data and financial arrangements the SEC has asked for information about.
Add Ralph Nader to the list of Tesla skeptics. He thinks the Securities and Exchange Commission should be too.
The Securities and Exchange Commission gave investors a new reason to be on edge about the threat coronavirus poses to markets: fraud.
MetLife agrees to pay a $10 million fine to settle allegations it didn’t make pension payments — and even mistakenly declared some workers...
MetLife assumed that annuitants "had died or otherwise would never be found" if they didn't respond to mailed letters sent more than five years apart.
The Fundstrat cofounder and head of research made the comments said at conference in Singapore, according to Bloomberg.