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"You need to be able to be on the short side of the market in order to facilitate ordinary market trading," said Jay Clayton, chairman of the SEC.
The SEC stopped trading on an over-the-counter stock because people were confusing it with Zoom Video, which has soared amid the coronavirus lockdown
A similar switch-up happened when Zoom Video went public in 2019. Zoom Technologies rallied nearly 100% despite having no new information for traders.
Tesla did not specify the kinds of data and financial arrangements the SEC has asked for information about.
Add Ralph Nader to the list of Tesla skeptics. He thinks the Securities and Exchange Commission should be too.
The Securities and Exchange Commission gave investors a new reason to be on edge about the threat coronavirus poses to markets: fraud.
MetLife agrees to pay a $10 million fine to settle allegations it didn’t make pension payments — and even mistakenly declared some workers...
MetLife assumed that annuitants "had died or otherwise would never be found" if they didn't respond to mailed letters sent more than five years apart.
The Fundstrat cofounder and head of research made the comments said at conference in Singapore, according to Bloomberg.
Robinhood’s ‘infinite money’ glitch has reportedly drawn regulatory scrutiny — and the company could be fined
The Securities and Exchange Commission and the Financial Industry Regulatory Authority are the two agencies most likely to investigate the matter.
Blockchain startup Block.one settles with the SEC for $24 million over unregistered crypto offerings
The company neither admitted nor denied the agency's findings, and said it is "committed to ongoing collaboration with regulators and policy makers."
The agency will no longer require simple exchange-traded funds to receive special approval before hitting markets, according to a Thursday statement.