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MetLife agrees to pay a $10 million fine to settle allegations it didn’t make pension payments — and even mistakenly declared some workers...
MetLife assumed that annuitants "had died or otherwise would never be found" if they didn't respond to mailed letters sent more than five years apart.
The Fundstrat cofounder and head of research made the comments said at conference in Singapore, according to Bloomberg.
Robinhood’s ‘infinite money’ glitch has reportedly drawn regulatory scrutiny — and the company could be fined
The Securities and Exchange Commission and the Financial Industry Regulatory Authority are the two agencies most likely to investigate the matter.
Blockchain startup Block.one settles with the SEC for $24 million over unregistered crypto offerings
The company neither admitted nor denied the agency's findings, and said it is "committed to ongoing collaboration with regulators and policy makers."
The agency will no longer require simple exchange-traded funds to receive special approval before hitting markets, according to a Thursday statement.
Major media analytics firm Comscore was charged with fraud under a former CEO — but the company’s new leadership reached a settlement
Comscore was charged with defrauding investors and the public about their performance. Now under new leadership, the company settled the charges.
Starbucks is one of many US companies that the SEC has asked about revenue-recognition practices since 2018, when new accounting guidelines began.
Facebook hit with additional $100 million fine for ‘misleading disclosures’ about data misuse in wake of Cambridge Analytica scandal
The SEC alleges Facebook knew in 2015 Cambridge Analytica had collected data on millions of users, but didn't disclose the breach until 2018.
The SEC just dinged another Wall Street firm in a probe that’s claimed more than $400 million in fines from the likes of JPMorgan and Deutsche B...
Wedbush is the 11th firm the SEC has cited in an investigation into what it calls "abusive" pre-release practices around American Depository Receipts.
After Elon Musk’s tweets landed Tesla in hot water, an SEC heavyweight is looking to shore up the regulator’s social-media rules
SEC commissioner Robert Jackson was unhappy with what Elon Musk and the SEC agreed to earlier this year, ending their months long legal battle.